DOES THE WORLD SOCIAL FORUM NEED AN IDEOLOGY : Kishan Pattanayak

I have come to attend the 4th WSF as an observer and in the capacity of a member of the NAPM (National Alliance) of People's Movement, India) My political organisation SJP (Samajwadi Jan Parishad), whose ideology can be called socialism as modified by Gandhism, is not very enthusiastic about the world conference. Neither does it reject the WSF as wholly irrelevant or reactionary. A practical reason for SJP not carrying out a strategy to take part in WSF is that participating effectively in this conference is financially in this conference is financially unaffordable for the SJP. I have decided to come and attend because I can afford to travel to the venue and spend a week here. the next the future world conference will be held in far away countries. Going there will be beyond my means. I did want to miss this one. My curiosity is positive.
A few groups in India with whom I have good relations are mobilizing a resistance (Mumbai Resistance, MR 2004) to the WSF. They have some serious allegations against the character and compositions of the WSF. I cannot subscribe to these allegations even though a few of them are not unfounded. A brochure published on behalf of Resistance goes to the extent of alleging that the protagonists of globalization have actually initiated the WSF process with a view to taming the anti-globalization wave. This statement is either absurd or irrelevant. What is important is not who started and with what intent, but how the process in being carried forward, and with what outcome. Recent events in the world have shown that inspite of the universal discontent against Globalization there is hardly any organized, continuous resistance to the imposition of anti-people economic policies that almost all the nations are experiencing. Outside Latin America. people's anger against economic imperialism is nowhere reflected in the nations' politics. In such a situation of inaction any organisation or institution which brings together, periodically, critics of globalization from all corners of the world is doing us good simply by providing opportunities of solidarity. Critics my be just critics, they may not even be antagonists. The motto "another world is possible" does not deter them so long as the contents of change are not deeply debated.
The question at this stage is not whether opportunistic elements have infiltrated into the WSF. We have to search out whether some healthy, genuinely radical trends are gradually making headway and an international force against globalization is taking concrete shape as a result of the solidarity and interactions over the past four years. Is there a real sense of arriving at a world-wide consensus on radical policies which will inspire people of various countries not only to resist globalization but also to articulate the outlines of new economic society based on the principles of equality ?
The NGO Factor
The overwhelming presence of the NGOs, liberally founded by donors of rich countries, is a major source of worry, I don't know if NGOs of other perceived by radical groups as the agents of western capitalism. This is an embarrassing subject because so many of our deal and esteemed friends are part of the NGOs. This is an embarrassing subject because so many of our dear and esteemed friends are part of the NGOs. Perhaps they have to be kept there to impart a progressive image to the organisations concerned. Sometimes it may so happen that one or two personalities associated with a NGO are incorruptible and beyond reproach, but the bulk of the activities and managers belong to the average run to NGO cadre. The NGOs, by the large, have to function within the development objective set by the World Bank. When Radical movements are going on in the society, the NGOs may associate with anti-establishment agitation in order to save their progressive credentials. This is remarkably illustrated in radical situation when movements are totally absent. If the USA is supporting a military rule and there is no political force there to resist it, the NGOs also tend to forget about democracy. Globalization with a human face, capitalist development accompanied by programmes of eradicating poverty -this is the ideology if NGOs in the developing countries. Needless to say, some of them can easily be covered into agents of the establishment against revolutionary and patriot movements at crucial times. Therefore it can be said with apologies to those elements in the NGOs who are genuinely radical, that the resentment against the disproportionate presence of NGOs in the WSF is not without valid reasons.
It is natural for groups starved of funds to be suspicious of NGO delegates who spend money on their travel, accommodation and activities in a manner similar to what government and corporate delegates do. It may be asked if it is bad to have more money ? This is a serious question. Some organisations, like mine, may be inefficient and incapable of collecting funds for meeting the minimum needs of functioning effectively. But even the best of the organisations in a poor country will find it hard to make both ends meet if it has to remain independent, radical and uncompromising. The deplorable aspect of the fund of eminent NGOs, is that all the funds come from outside. The local society does not contributes at all. When the personal lifestyles and organisational expenses do not reflect any of the constraints of poverty that pervades all around, that itself becomes a source of suspicion, a potential for future compromises.
It is another thing that NGOs cannot be wished away. But their limitations must be kept in mind while coexisting with them. The NGOs may constitute the majority of the delegates to the WSF. But is there also an assertive minority consisting of the genuinely radical elements ? No doubt they are there, but are they visible, as distinct from the NGO crowd ? Discussion on environmental damage, gender inequality and racial prejudice are commendable exercises, and must find a place in the radical ideology. But the WSF will be credited with a special role only if it devises a strategy for fighting against the economic globalization of poor countries, which means fighting against the WTO, World Bank and IMF-against world capitalism in short. Is this question central to the deliberation and activities of the WSF ? Most of the critics of globalization who attend similar conferences are hesitant to clarify if they really oppose the WTO, and if they have a programme to end capitalism and its global integration. The euphoria around Cancun exposed that the concessions are granted to the weaker nations. In this context. the slogan, "Another world is possible" doe not hold much uttered first, If you go on repeating the slogan without concretizing the change that is visualized, it loses the original ethos. It may not mean anything after some time.
Failure of the Non-NGO groups
The failure of the WSF is the failure to initiate a credible process of formulating a strategy for opposing the world economic system. By not some economic goals should have been laid down and popularized. It has not even been established whether economic equality is a valid idea as part of the goal of drastically reducing the disparities between nations, regions and classes. If disparities are to be done away with, what happens to prosperity ? For prosperity without any limit means basically the centralizing wealth and production. Modern technology specializes in centralizing wealth and its production. So ending inequality will necessitate a radical change in the use of technologies. The leftists of the twentieth century, the socialists and communists could not resolve this dilemma. So they met a dead end.
The WSF will have to being where twentieth century socialism stopped. It not only stopped, it collapsed under the weight of unanswered questions and unresolved contradictions. It could not reconcile the pursuit of modern prosperity will the goal the economic equality. The lure of prosperity and modern technology is so great that successful socialists everywhere have bowed to the market and postponed the ideas of equality.
Organizing struggles is one part of resisting globalization, but the other part is ideological. If a party or coalition of parties is able to gain popular support and comes to power in a developing country on the promise of fighting globalization, how does it put this into practice ? What should a patriotic, anti-imperialist government do in respect of foreign capital and foreign loans ? If the goal is to achieve modern prosperity, the country may need more loans and more foreign capital. Then its dependence on foreign powers and centres of world capitalism will increase. Will the WSF advices such a government not to go in for modern prosperity.
Take the example of my own state, Orissa. It is a very poor and backward state, but it has rich bauxite deposits. Aluminum multinationals are ready to come and make Orissa a source of great wealth. Globalization has promoted the government of Orrisa to invite the multinationals. But the tribal inhabitants have resisted, and managed to prevent this mining in a number of cases. If they yield they will be wiped out. They will never get back a satisfying community if they agree to be displaced. Will the deliberations in the and government on this issue, but may not be more about displacement and less about mining itself. What has mining done to the people everywhere ? What has mining done to poor and backward regions like Orissa ? And what has it done for the powerful nations? A fundamental questioning of the basic assumptions about mining will raise new ideological questions. One of these is whether mining should be stopped altogether in regions like Orissa, at least for the present period. Critics of globalization may not like to debate on this. Every leftist inheriting the 20th Century mind-set will say, "Mining is inevitable". This statement breaks the barrier between rightists and leftists. It is the modern mind, addicted to the idea of great prosperity and centralized wealth, which unites them. Even MR 2004 which is opposing the WSF may be different on this question.
Why should mining be inevitable ? How much of the annual production of Aluminum goes to boost the war industry and the luxurious living of the rich ? If war and luxurious are not inevitable, why should mining be inevitable ? Can we not reduce mining to its one hundredth part? It mining is reduced to a bare minimum it will be qualitatively a very different thing. It may lose the cruelty and glamour associated with modern mining.
The 20th century radicals did not bother about this aspect because they tended to believe that you can use modern technology anywhere you like and produce great wealth and then distributed that wealth by using state power. This illusion has been belied, but no proper debate has yet taken place. We know now that we cannot acquire the technology unless the multinationals are willing to give it. They do not give it cheaply, so when we start using the technology, the mining process itself gives rise to so many inequalities.
In non-technical language, globalization means integrating the developing economies with the world's most powerful economies. This process benefits the powerful economies in a total manner, and it is they who take all the initiatives. Others either okay the proposal or seek concessions and moderation. Whenever the superpowers concede in a small way, it is considered a big achievement for the poor country. Is the WSF, or some significant part of it, going to take a stand NOT to integrate poor countries' economies with the most powerful economies ? If it does, it will have to give a call to the developing countries to quit the WTO. A debate on this is not yet on the agenda of the WSF.
An ideology for the WSF will be evolved if statements of policy are laid down in response to the following propositions :
1. We should advocate a policy of quitting the W.T.O.
2. Patriotic governments of developing nations should adopt a policy to stop asking for loans from the World Bank / IMF.
3. The whole world needs a civilization change, marked by the reduction of economic disparities between nations and classes. Towards this, the WSF should strengthen and sharpen the concepts of (1) small and appropriate technology and (2) self-reliant communities which will produce all basic necessities of life in their own respective regions.
4. There should be no global trade in articles of daily necessity that can be produced in every region. Even trade within the nation should adopt the economic philosophy of self-reliance of the communities.
5. Trades and markets desist from multiplying human wants and commercializing the basic elements of nature like air and water.
6. Mining must be drastically reduced so as to bring about a qualitative change in its impact on people and business.
And so on. The WSF should provides an atmosphere for the launching of a strategy of ideas and actions that will define a break with the old order the concepts that shaped it, " Another World" must mean another civilization. The same appeal is extended to Mumbai Resistance 2004 (Mr-4). We are not convinced that Mr-4 is armed with a vision that will replace the present global economy. Centralization of wealth production and the desire for limitless prosperity was the economic aim that inspired both America and the Soviet Union in the20th century. America has now risen to the status of a global empire, and the Soviet Union has collapsed. The peoples of the world, especially those of the third world, need a new philosophy of sustainable living and sustainable production. Without this basic component, socialism cannot be revived in the 21st century. So both MR 2004 and the radicals inside WSF are facing the same challenge.
KISHEN PATTNAYAK
Bhubaneswar
E-mail : patanaik_kishen@vsnl.ne

Socialism of the New Century / Sunil

              Socialism of the New Century

                                          Sunil

[ Dear friends,
This is an article I prepared for a special issue of Janata weekly. Please read it and let me have your comments, criticism, suggestions etc. I will be happy if a fresh debate and discussion can be held on the issues and propositions laid out in this article. you may find some propositions too general or sweeping. some of them may need further elaboration and need to be substantiated further. There are limitations of a short essay. But I feel they are important and can't be rejected out-rightly. please forward it to others, if you feel so.
Yours sincerely,
Sunil ]

The tussle between capitalism and socialism as alternative visions of human society is not yet over. It is like the old fable of the race between a hare and a tortoise. At times one seems to be the winner. At other times the other seems to be leading. Capitalism is like the hare of the story. It looks fast, impressive and dynamic but after some time it is tired and resting with its own contradictions. In the end, we know it is the tortoise of socialism which will prevail. But that end is yet to be arrived at.

Capitalism looked supreme and unchallengeable in the latter decades of the past century. With the disintegration of USSR, reverting of China, Vietnam and many other communist countries to the path of capitalism, and downfall of social democracy in Europe, there was no challenge to capitalism. Thus ‘end of history’ was arrogantly announced. Market fundamentalism of Reagan and Thatcher varieties started ruling over the world. But soon many crises arrived. Ecological crisis with the dangers of climate change and global warming on the one hand, and the global financial crisis with the worst recession since the thirties on the other, shook the faith in the supremacy and immortality of capitalist civilization. Added to these were the growing crises of hunger, malnutrition, homelessness, violence and war. The number of hungry people in the world kept growing and crossed the figure of 100 cores in the first decade of the twenty first century i.e. every sixth person on the earth today remain underfed and starved. This is perhaps the biggest and the most glaring failure of capitalism. Even after more than two centuries of the industrial revolution and miraculous progress of science and technology, it is unable to fulfill even the most basic need of the humankind.

The twenty first century therefore started with new doubts about the supremacy, desirability and invincibility of capitalism. Search of alternatives began with new vigor. The word  ‘Socialism’ once again gained currency and became a talking point. But what kind of socialism? What does it mean? How is it different from what was experimented with in the last century which apparently failed ? There seems to be a lot of confusion.

In a way, we who want to change the world for a better tomorrow, are more fortunate than our predecessors in the last century. We have a longer history of capitalism before us to understand its functioning better. We also have the experiences of  communist–socialist experiments of the last century to learn from them. What are the main lessons? How do we look at them and analyze them ?  Are we wiser and more clear now ? Do we have better insights now?

Observations and Lessons from the Twentieth Century

We may note certain developments and lessons of the last century.

 1.    Capitalism did not transform the whole world in the way its supporters claimed and even Marx expected. Rather, it transformed the different parts of the world in different ways. To some, it brought prosperity, luxuries and high levels of consumption. To others, it has brought misery, hunger, poverty and unemployment. Capitalism has been kind and benevolent to one set of people but discriminating and destructive to another. The adverse effects of capitalism in large parts of Asia, Africa and Latin America did not prove to be transitional as expected, but have persisted, continued and deepened. The industrial revolution that took place in Western Europe and later in North America and Japan could not be repeated in other parts of the world. Even where the state actively helped and planned, industrialiasation could not take place to the extent of involving and employing a significant proportion of the population. That is true for USSR, China and India also. Even Marx was wrong when he saw in Western Europe the future mirror image of the rest of the world.

2.    Revolution  took place not in the most industrialized and capitalistically most developed countries of western Europe as was predicted by Marx, but in the countries that were relatively backward ( in capitalist  sense ) and less          industrialized. In countries like China, there was almost no industrial working class and it was totally a peasant revolution. This put a question mark on Marx’s expectation and prediction that industrial workers will be the ‘proletariat’ and the vanguard of the revolution.

3.    Trade Unions of organized / industrial workers everywhere developed a kind of economism and lost revolutionary zeal and urge for radical change. In the setting of most of the developing countries, their wages and salaries were much more than the rest of the population. They felt privileged and did not identify themselves with the  poor masses. A kind of ‘Labour aristocracy’ gradually developed in both rich and poor countries. The call of Marx and Engels for the workers of the world to write did not materialize. It has to be redefined and reformulated in the new context.

4.    Dictatorship of proletariat proved to be a misleading and dangerous concept that ultimately helped anti-socialist and opportunist elements. It arose from the mistaken belief that only industrial workers are capable of leading the revolution. Other sections of population such as peasants and artisans, not fully separated from their means of production, may have anti-revolutionary tendencies and at times may need to be disciplined to fall in line. This led to the enormous atrocities and repression on Russian peasantry in Stalin era. Such dictatorship and centralization of power was also necessary for the kind of industrialization (and military build up) the Soviet and Chinese rulers wanted to achieve requiring enormous level of capital accumulation and mobilization of resources. Another point to be noted is that violent revolutions have always led to some kind of dictatorship. Democracy could not be established after them.

5.    Private ownership of property was considered to be at the root of the evils of capitalism. But abolition of private property in communist countries did not do the (expected) trick. It was not sufficient for establishment of an egalitarian socialist society. One, there remained an attraction in the minds of the rulers for the kind of development achieved in western capitalist societies, and an attraction in the minds of the people for its consumerist life style. This proved to be a major source of weakness of communist regimes. The institution of property was abolished, but not the ‘Moha’ or attachment to the property and consumerism. Two, new hierarchies developed and the old ones (such as patriarchy) persisted. A surprising level of ethnic conflicts also emerged.

6.    The various experiments of social democracy in Europe, or mixed economy in countries like India, did not prove sustainable and suffered from many contradictions. A ‘welfare state’ without radically altering the basic structure of society and economy may not solve the problems and may not sustain for a long time.

7. The so-called ‘free trade’, attempts of industrialization and ‘export led growth’ in what are called ‘emerging economies’ such as China and India have brought new conflicts and crises. Many of them, at local, national and international level, relate to ‘Jal-Jungle-Jamin’ or minerals. In fact, for some time, natural resources have come to the centre stage. Major conflicts of the world relate to them. The impasse at WTO, for example, is mainly related to agriculture, a nature linked economic activity. Oil and natural gas are behind the war in Iraq, Afghanistan and threat to Iran. Peasant movements, movements against displacements, conflicts over land, water, oil and minerals etc. today make more news than workers’ strikes. Ecological problems of global warming and pollution are only one dimension of this crisis. Another equally important dimension (but ignored in the West-dominated discourse) is the continuous aggression against the people whose lives are still intimately linked to nature.

8. Imperialism did not come to an end with the independence of colonies after the Second World War. Rather it continued in neo-colonial forms through trade, aid and MNCs. International Monetary Fund, World Bank, Asian Development Bank (and similar banks for different continents), World Trade Organization etc. actively promote, help and sustain this imperialist unequal world order. It is also effectively helped by the military power of USA and its allied countries. The USSR and China also tried, though not very successfully, to imitate the imperialist military ways of USA.

9. Globalization is another phase of this imperialism. It is another name for removing all restrictions, and enhancing command of capital over resources of the world. Capitalism has an unending and ever-increasing lust for exploiting labour and extracting natural resources at world level. It cannot survive without that. The globalization of finance is just another mechanism of fulfilling their lust. The latest financial crisis of capitalism should be seen in this perspective. It is wrong to regard it essentially an internal crisis of USA and industrial capitalist camp, as some Marxist scholars have tries to do. (See for example, John Bellamy Foster and Fred Magdoff, ‘The Great Financial Crisis: Causes and Consequences’, Monthly Review Press, 2009).

10. The latest experiments of socialism are from Latin America which do not fit orthodox framework of the left. They have not abolished private property nor have they driven out MNCs. But they have attempted redistribution of land, tried to cut MNCs and big business to size, and increased state control of national resources and strategic industries. These regimes have come in conflict with organized sector workers and established trade unions, and have relied more on the support of poor people belonging to the informal sector. They have focussed on providing social services (education, health, ration etc.) to poor people and increased state budget significantly for them. They have opted for democracy and have successfully mobilized popular support for their reforms. Important experiments of local councils and workers’ management are also going on there. They have tense relations with USA. Natural resources, again, are at the root of this conflict and a rich endowment of oil, natural gas or minerals has proved a source of strength for them. An important development to note is about Cuba which has been forced, after the disintegration of USSR, to change its approach to modern technology and development. It has gone back from chemical to organic cultivations and from tractors to bullocks. This change has helped it in reducing its dependency and achieving self-sufficiency in food.

Analytical Implications and Insights  

The purpose of outlining these events, developments, tendencies and lessons is not just to prepare a list of them. It will be a futile exercise if we do not link, interconnect and integrate them in order to analyse them and enhance our theoretical understanding of capitalism and its possible alternatives. We have to see how they reflect on the existing theories and assumptions and what corrections are needed. Some of them were already hinted by various thinkers such as Gandhi, Lohia, Rosa Luxemburg, Andre Gunder Frank etc. and lately re-emphasized by Indian socialist thinkers like Sachchidanand Sinha, Kishen Pattanayak and Bagaram Tulpule. They are further confirmed by later developments. A new vision of socialism in the twenty first century can only be based on such an analysis and updating of our understanding.

One: One important source of misunderstanding has been the single minded focus on exploitation of workers in factories by their capitalist owners and regarding it as the main (or the only) source of surplus value. It was like Arjuna of Mahabharat who focussed only on the target of bird’s eye and did not see anything else. But the real dynamics of capitalism was never so simple. Another major source of surplus value, as pointed out by Lohia, has been the exploitation of colonial workers and peasants. Because of this exploitation, the workers of industrialized countries could get a share of it, albeit a small one and it became possible to postpone the conflict between workers and capitalists there indefinitely. Hence revolution did not take place there. This is also the factor behind labour aristocracy. Of course, Marx did take note of colonial plunder and loot and dwelt upon it in detail, but he did not integrate it into his analysis. It was like an after-effect of capitalism for him and not an integral and necessary element of it. One of his followers, Rosa Luxemburg, tried to draw attention towards this lacuna, but she remained mostly neglected and sidelined in the Marxist circles. Many of the Marx’s followers (like Paul Sweezy) still stick to this position that the main dynamic of capitalism is exploitation of workers within the capitalist society. But some Marxist economists from periphery like Andre Gunder Frank have, of course, challenged this orthodoxy.

Two: Another important source of surplus value and capital accumulation is nature, again noted by Marx but not given importance. From the beginning, the edifice of capitalism has been built on large scale loot and destruction of nature and natural resources. Displacement and deprivation of people whose life are linked with nature has accompanied it from the beginning. Marx noted it, but, alas, called it ‘primitive accumulation of capital’. But the adjective ‘primitive’ is misleading. The process has been continuously going out throughout the history of capitalism, in one form or the other, in one or the other parts of the world. It is not primitive or preliminary. It is still going on. Capitalism has fed on it. It cannot grow or survive without it. Some scholars have also pointed out that various forms of rent, and not profit, have been the main forms of surplus extraction in the history of capitalism (See Pranab Kanti Basu ‘Political Economy of Land Grab’. EPW, vol. XLII, no. 14, 2007). Elements of force, barbarism, domination and state supported monopoly have always been present behind the façade of the market.

The role of nature has also been neglected in the ‘labour theory of value’ propounded by Marx. While this theory rightly emphasized the role of labour in creation of value and wealth, it does not account for the contribution of nature. In fact, the present ecological crisis cannot be explained by sticking to labour theory of value.

Three: There are other forms of exploitation and hegemony such as patriarchy, race, Indian caste system, which jointly work with class and colonial exploitation. It was expected by both liberals and Marxists that Indian caste system, being a feudal institution, would gradually decline and die with the growth of capitalism, industrialization and modernization. It did not. Caste, class and patriarchy are interwoven and strengthen each other. It is erroneous to regard one of them as primary contradiction and others as ‘superstructure’. All have to be fought jointly and simultaneously. Moreover, blindly applying categories of  European history (such as feudalism) to the rest of the world may lead to misplaced assumptions, expectations and conclusions.

Four: Imperialism is not the last and the highest stage of capitalism as professed by Lenin. It is rather the first stage and an essential ingredient for the development of capitalism. Modern capitalist industrialization did not and cannot take place at any significant level without colonial or neo-colonial exploitation. Therefore, the option of modern industrialization is closed today for poor countries, unless one tries to build its own empire as China is currently trying to do.

It is futile to follow a similar path of industrialization and development in the non-industrial world. It will bring its own contradictions and crises. Colonial exploitation is so fundamental to modern industrialization that attempts to bring it about without external colonies have landed up creating internal colonies. But even they are not sufficient for it. It requires colonial or neo-colonial exploitation at global level, or at least a share of it. Internal colonies could sustain only a limited industrialization creating a few islands of development and prosperity in the vast ocean of poverty, misery and unemployment.

Industrial colonies can be of various kinds and are not necessarily geographical – backward and tribal regions, the countryside, agricultural sector, other primary sectors, the informal sector etc. Their relationship to the modern-urban-industrial sector of the economy is essentially a colonial one. The fact and concept of internal colony is also helpful in understanding many regional, ethnic and tribal conflicts of today.

This mutually reinforcing relationship between capitalism and colonialism-imperialism also implies that capitalism cannot grow (and cannot be looked at) in isolation within the boundaries of a single country. To use the phrase of Gunder Frank, ‘development’ in one part of the world is necessary linked to the ‘underdevelopment’ in large parts of the world. No underdeveloped country at the periphery can really develop unless it breaks away and frees itself from this capitalist-imperialist relationship.

Five: Modern economics teaches us that what is required for industrialization is capital and technology. Sometimes entrepreneurship is also added as a factor. It is argued that poor countries are lacking them and therefore they remain backward. Invitation to foreign capital and technology transfer will remove this lacuna. But the actual history showed that even that could not help many countries in transforming into industrial societies. Now, with growing conflicts, we get to know the industrialization also requires land, water, minerals and energy on a large scale. Such requirements and conflicts were earlier unnoticed because the adverse effects were outside the industrializing countries. The link was remote and not clear.

Actually, modern industrialization requires several things – (1) supply of raw materials at cheap rates, (2) large scale natural resources (land, water,

minerals, energy etc), free or at throw away price,(3) cheap food grain to keep the wages low, (4) cheap labour, (5) huge capital created by earlier exploitation and transfer of resources and (6) a large and growing market for its products. Many of these requirements go beyond the borders of a country. They are never fully met through pure market mechanism, though keeping terms of trade in favor of industries can be regarded as one. They are actually facilitated, subsidized and supported by the state, at times even police and military power. Displacing peasantry or other primary producers, as noted by Marx in the context of Enclosure movement in England of 16th and 17th century, serves two functions in the interest of industries. It makes land and raw material available on one hand, and provides cheap labour by creating reserve army of unemployed labour on the other. It is for these reasons that modern industrialization is necessarily linked to colonial (or neo-colonial or internal colonial) domination and exploitation.

Six: Modern industries are often justified, supported and promoted in the name of generating employment and removing unemployment. Followers of various political and ideological streams (except Gandhians and a few Lohiaites) have been holding this faith in modern industrialization. A model presented half a century ago by a western economist Arthur W. Lewis still dominates the economic discourse, which assumed that modern industrial sector will develop and absorb the surplus labour in agriculture. But this model ignores the historical fact that this surplus labour (i.e. unemployment) was precisely created by de-industrialization and destruction of traditional livelihood to support modern industries in other parts of the country or the world. Net effect of modern industries is not to create, but to destroy employment. It is more visible now with increasing mechanization, automation and modernization of industries.

It should also be noted that even industrial revolution did not solve the employment problem in Western Europe of those days. It was basically solved by large scale migration to the ‘new world’ and the other colonies. In India also, more than five decades of industrialization has been able to provide formal employment to not more than six percent of workforce of the country. How long will it take to provide respectable employment in industries to any significant proportion of the population? Isn’t it a mirage? Isn’t it a case of modern superstition?

Seven: A similar kind of blind faith is exhibited in case of technology. It is assumed that the technologies developed in western capitalist countries are suitable for the whole world, and everyone has to necessarily imitate and adopt them. Some kind of divineness and universality seems to be attached to modern technology and industrialization. Every country has to first go through capitalism and western kind of development. That will develop ‘productive forces’ and then only, it is argued, a transition to socialism can take place. (In this sense, development of capitalism was seen as a progressive event taking the country forward in the history). No one can bypass this stage. Even if countries like Russia and China have opted for communism, they have to go through the similar kind of industrialization. History of the rest of the world has to necessarily go the European way. A kind of historical determinism is behind this absurd, but persisting, faith. It is high time that it is reviewed, re-examined and corrected.

Eight: It is this kind of obsession with modern (western) technology, modern industrialization and modern development and its contradictions with equality and other socialist ideals that is mainly responsible for the failure of soviet and Chinese experiments of socialism. Most of the commentators have focused on and highlighted the fact of dictatorship, regimentation, development of ‘new class’ of bureaucrats, managers and party bosses etc. But these were not the fundamental reasons. They were only symptoms and by-product of a deeper disease that is, obsession with modern development and modern life style. But that could not be achieved without depressing and exploiting large sections of  the population. Hence came Stalinism. Lakhs of Russian peasants - the partners of revolution till the previous day – were killed, evicted, tortured and sent to Siberia or forced work in mines, railways or factories because they resisted forced levy of their products at low prices. Such tragedies are inherent in modern development, whether it is a capitalist or communist system. Alienation of workers, hierarchy and centralization of power are also inherent in modern industrial society. Any attempt to remove these evils has to look for alternative kind of industrialization and development.

Nine:  Democracy and socialism are inseparable and complimentary to each other. One is incomplete without the other. The phrase ‘democratic socialism” is a bit odd and the adjective is redundant, because there can not be an undemocratic socialism. Democracy is implied and necessary for any real socialism and vice versa. Perhaps it is used to differentiate and distance oneself from the communist regimes of USSR and China. But, as is clear now, they turned out to be neither socialist nor democratic.

Ten: An important element to make democracy and socialism real is decentralization of power, both in economic and political spheres. Small is not only beautiful, it is the only equitable, feasible and sustainable form of economic activity for a socialist society. To make democracy meaningful, it has to be brought to the grassroot, closer to the people, facilitating their active participation and empowerment. It should not be confused with the present Panchayati Raj in India, which is actually an extension of bureaucracy raj without curtailing the power of those at the top in any significant way.

It is also necessary to stress on self - reliance and localization for breaking away from the chains of imperial – colonial process at various levels. A respect for diversity (diverse cultures, languages, traditions and religions as well as bio–diversity ) is also a must for building a better world.

Eleven: Unlimited growth, unending wants, high level of consumption and labour–less luxurious life style are some of the goals that have been idealized, glamorized and glorified by modern civilization.  Private capitalists and corporations have promoted them through consumerist culture to boost their sales and profits. But even the communist rulers and intellectuals did not question these goals. There are at least three problems with them. One, This high consumption level cannot be available to the whole humanity. Rather it has been accompanied by growing disparity and deprivation of the  masses. Two,  even  where available and achievable , it has not made the life and society happier and healthier. It has brought its own distortions and social crises. Three,  it has brought the ecology and environment of the earth to the brink of disaster . The whole earth, for the first time, has become vulnerable for the luxuries of a few. It is estimated that if the whole population of the world is to achieve the US standard  of life, we shall need at least five earths.

Twelve: While the debate of violence v/s non violence is never-ending (it has become more a matter of faith than logic based on actual experience), it is a historical fact that long armed struggles, it successful, lead to centralized dictatorial regimes. It is natural because they have to organize themselves on military pattern where there is no scope for debate and differences. They are always amidst a war where obeying the commander without questioning is necessary. As Gandhi pointed out, means start influencing and determining the ends. Thus, democratic and broadly non-violent means suit the goal of socialism, although one should guard against co-option and dilution. The worlds of ‘radical’ and ‘violent’ should not be confused. Non-violent movements can also be quite radical and revolutionary.

New Face of Socialism

        With these observations and lessons from history, we can be now   surer and confident about how the Socialism will look like in the new century. It will certainly be not like state capitalism of USSR. No one would like to repeat the mistakes and horrors of the Stalin era. Nor will it be like ‘market socialism’ of Chinese variety, where socialist principles have disappeared and what has remained is a total subservience to world market added by one of the worst dictatorships of modern times. It will also not be the social democracy of Europe that has little relevance for the poor underdeveloped part of the world. Socialism cannot also be equated to mere nationalization and establishment of public sector in an otherwise capitalist setup, as we have seen its limitation and failure in India.

      Most of the leftists today reject all these past models of socialism, but they are not sure of what really ailed them? They are also not sure of what is the alternative path. There is a lot of discussion on forms of ownership and management. It is indeed important. But little attention is paid to the question of scale, technology, life style and development model, which have emerged as crucial factors. (See, for example , the recent took by Michael A. Lebowitz, ‘Build it Now : Socialism for the 21st Century’, Monthly Review Press, 2006 or a background note by Abhay Shukla prepared for a meeting on ‘Socialism in the 21st Century’, at Nagpur, in the last week of July 2010). The colonial question (with neo-colonial and internal colonial forms) also remains neglected and under-emphasized, and its full implications are not recognized.

It is clear now that socialism can be built only on an alternative model of development. We need radically different and alternative kind of industries, technology, life style and values than what have historically developed under capitalism. Small units, labor-intensive techniques, alternative energy, local management, respect for diversity and harmony with nature will be important elements of this development.

          The state of neglect and exploitation of agriculture and other primary sector activities should be reversed. Assisted by nature, they are the activities that really produce and create values. Industries only reshape and reform them. Services only circulate and redistribute the values created by agriculture and industry. But, while giving prime place to primary activities, we need vibrant industries too. The present state of total dominance of (and dependence on) agriculture in village life is, in fact, a distortion. It is a colonial legacy, continued after independence and intensified further.A significant part of the village population has to be diverted to industries. But those industries will be small unit, labour-intensive and mainly village based. Villages and small towns have to be again made centre of development. Mega-cities with large slums are unmanageable and unsustainable. Some of the highly developed urban civilizations like Indus Valley and Maya could not sustain themselves and disappeared. If we want to avoid the same fate, a kind of de-urbanisation has to be planned and promoted by providing employment, prosperity and basic facilities to villages.

         Dalit and women activists may not agree. They have a legitimate fear that they will never find an equal and respectable place in traditional village life. But then what is the option? Even after six decades of independence and planned development, large member of Dalits live in villages. In the cities, they are confined to slums. If we leave out reservations in jobs, which in any case can lift only a very small proportion of Dalit population and which are also now shrinking due to privatization, the place for Dalits in cities is only in slums and ill-paid informal jobs. At the time of independence, there were a number of factories in cities employing tens of thousands of workers such as textile mills of Mumbai. There was a hope that they would grow in number and Dalits and Shudras would get jobs in them and also a more egalitarian space. But even those hopes are shattered now. With growing mechanization, now there is no hope for providing respectable employment to Dalits and OBC in any significant number. There is no alternative but to struggle to transform the village society. Had Ambedkar been alive today, he would have perhaps reconsidered his call to Dalits to leave village. He would have certainly opposed the modern development and globalization which has destroyed village industry, handicrafts and traditional livelihoods affecting Dalits and Shudras the most.

          Moreover, villages in a socialist society will not be the same traditional village. Struggle to build a new society may get it transformed with less hierarchy, more equality and more freedom.

          Each village and its Gram Sabha should be given autonomy and full powers to run the village administration and decide about their daily life matters including ‘Jal-Jungle-Jamin’, but adequate legal protection of civil liberties and fundamental rights of every resident including those belonging to weaker sections should be ensured. Most of the powers of central and state governments should be transferred to a district level elected government along with village and town councils. State will perhaps never wither away, but it can be radically decentralized, democratized, cut to size, and brought closer to people. Direct democracy should replace present indirect and incomplete democracy in India whose failures are too apparent to be ignored.

         The dilemma of public vs. private sector cannot be resolved without reference to the question of model of development. There is a third alternative of ‘people’s sector’ meaning ownership and management by community, but that is possible only when the structure of economy is decentralized and the forces of consumerism (promoting greed and individualism) are effectively banned. (1) If there are very few large units and the economy is mostly dominated by cottage, mini and small units of industries and services, they can be allowed to remain in private hands with strict discouragement to the tendencies of concentration and monopoly. An upper limit can be fixed to income, salaries, wealth and property as is done in India in case of agricultural landholding. There will be certainly no place for MNCs and big corporations and their harmful advertisements in a new society. Large units, if unavoidable, can be managed by workers with society retaining overall control. We can learn a lot in this matter from ongoing experiments of co-management and co-operation in Latin America. (2) In case of agriculture, collective farms and state ownership of land is not advisable but cooperation in various forms is. Collective use and ownership of natural resources (other than land) should be promoted, and we can learn from already existing (but now threatened) traditional forms of them. Absentee land ownership should be banned and ‘land to the tiller’ should be the norm. It should be noted that equal distribution of agricultural land among all rural families in India would be a foolish act making landholdings very small and uneconomic. (It may be a different case in other countries where population density is low and there are big landlords owning thousands of acres of land). Existing inequality in Indian countryside, conflicts over land, and the problem of high attachment to land can be removed and resolved only by industrializing the countryside and diverting a significant part of rural population to non-agricultural occupations.

        After the experience of communism, we may not completely do away with market. It is also not necessary. Market may remain, but its powers should be taken away. It should serve as a servant of the society, and not the master. It should be controlled and guided in the interest of society. Markets should be more localized, competitive and equal. The poor countries of the world have to certainly break away from the present chain of intentional trade, investment and finance which is unequal, dominating, exploiting, crises-creating and a tool of imperialism. Trade and cooperation among the poor countries is preferable. ‘Exchange among the equals’ should be the guideline.

        But there should be no market and no business of certain things like water, education and health. Allowing market for them means limiting access to them to the rich and denying the poor. It is inhuman and barbaric. Even if we allow a limited inequality of income (Lohia suggested that the ratio of maximum to minimum income should not be more than 10:1), there should be no discrimination in case of education, health, food, nutrition etc. A minimum of basic necessities should be ensured for everyone. Society and the state (including local governments) have to take up that responsibility. Cuba can be a modal for this. Is has the best health service in the world, completely funded by the state. If a low-income, tiny island nation can do it, why not other countries?

       If there are multiple sources of domination and exploitation in a capitalist system, the struggle against it also has to be fought by heterogeneous and diverse forces jointly. Unorganized and informal workers, peasants, artisans, fisherman, cattle growers, tribals, Dalits coloured people, women, hawkers, displaced communities and such other victims of the system have to combine and fight together. It is not easy, but there is no other way. Because of this diversity and heterogeneity also, the struggle has to be democratic, participatory, non-dominating, broadly non-violent and with a collective leadership.

       These are some of the broad principles, guidelines and hints for building a socialist society in the new century which emerge from the past experience. All details need not be chalked out in advance and should be left to the people to decide in the course of the struggle and construction.

          ‘Liberty, equality and fraternity’ were the ideals of French Revolution which inspired revolutionaries for last two centuries. Now in the twenty first century, other principles of decentralization, diversity, self-reliance, simple life and non-violence have to be added to them. And that will define the socialism of the new century.

                                                                           (email: sjpsunil@gmail.com)

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                                                                                                                                                                                       The author is the national vice-president of Samajwadi Jan Parishad and can be contacted at:

Postal address: Village & Post Kesla, Via: Itarsi, Dist: Hoshangabad, MP 461 111.

Phone: 094250 40452.

E-mail: sjpsunil@gmail.com